Results tagged “Securities and Exchange Commission”

FINRA's Fines
By Hester Peirce, June 20, 2014

Second Circuit: Pragmatism Trumps Truth
By Hester Peirce, June 5, 2014

Conflict Minerals: Unmeasured Benefits and Unspoken Burdens
By Hester Peirce, April 18, 2014

Regulatory Budget Battles
By Hester Peirce, January 14, 2014

JPMorgan, Madoff, and Bureaucracy
By Hester Peirce, January 10, 2014

New Column by Walter Olson: SEC Unveils Expensive Rule on CEO Pay Ratio
By Isaac Gorodetski, October 21, 2013

SEC Chairman Speaks Again
By Hester Peirce, October 18, 2013

Regulatory Complicity in Nasdaq's Troubles
By Hester Peirce, August 27, 2013

Better bounty hunting in securities litigation?
By Ted Frank, August 14, 2013

More on Google's Investment in Crowdfunding
By Jonathan B. Wilson, May 8, 2013

SEC Chair Pushing to Adopt Proposed Rule to Lift Ban on General Solicitation
By Jonathan B. Wilson, April 30, 2013

The Reluctant Regulator
By Hester Peirce, December 3, 2012

Harvey Pitt on the future of the SEC
By Isaac Gorodetski, November 28, 2012

Chairman Schapiro's Troubled Tenure at the SEC
By Hester Peirce, November 27, 2012

Interpreting the Foreign Corrupt Practices Act
By Hester Peirce, November 15, 2012

NAM, Chamber, challenge Dodd-Frank conflict minerals rule
By Ted Frank, October 25, 2012

Dodd-Frank "conflict mineral" regulations
By Ted Frank, August 24, 2012

Dodd-Frank: From "Say on Pay" to "Internal Pay Equity"
By Isaac Gorodetski, July 17, 2012

New Webinar: Shareholder activism concerning corporate spending disclosures
By Isaac Gorodetski, April 16, 2012

Bader on the Theodore Urban case
By Ted Frank, March 19, 2012