For the first time, the SEC is "[using] the Sarbanes-Oxley Act's 'clawback' provision to recover compensation from an individual not otherwise alleged to have violated the securities laws". Kevin LaCroix and Larry Ribstein explain.
"CEO Not Charged With Fraud But SEC Pursues Clawback Anyway"
Related Entries:
- Fish-nancial Fraud
- SEC Proposes Crowdfunding Rules under the JOBS Act
- Is the PCAOB Turning Back Towards AS2?
- SEC Announces Meeting to Propose Crowdfunding Rules
- Bi-Partisan Group of Senators Writes to SEC to Demand Crowdfunding Action
- Rumored SEC Proposal Would Ease Requirement for Investor Income Verification
- SEC Approach to JOBS Act Creates Confusion
- Author of JOBS Act Rips SEC's Proposed Regulations
- Paternalism and Securities Laws
- SEC Adopts Rules under Title II of JOBS Act
- SEC Nominees Said to Push for Completion of Dodd-Frank and JOBS Act Regulations
- Study Claims Crowdfund Investors Focus on Same Qualities as Venture Capitalists
- More on Google's Investment in Crowdfunding
- SEC Chair Pushing to Adopt Proposed Rule to Lift Ban on General Solicitation
- NY Times piece on SEC political spending rulemaking petition