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Securities arbitration tightens



"The securities industry's self-regulator, the Financial Industry Regulatory Authority (Finra) has made it much more difficult for securities firms to obtain summary dismissals in disputes brought by investors". [Workplace Prof]

 

 


Rafael Mangual
Project Manager,
Legal Policy
rmangual@manhattan-institute.org

Katherine Lazarski
Manhattan Institute
klazarski@manhattan-institute.org

 

Published by the Manhattan Institute

The Manhattan Insitute's Center for Legal Policy.