Follow POL on Twitter For the first time, the SEC is "[using] the Sarbanes-Oxley Act's 'clawback' provision to recover compensation from an individual not otherwise alleged to have violated the securities laws". Kevin LaCroix and Larry Ribstein explain.
"CEO Not Charged With Fraud But SEC Pursues Clawback Anyway"
Related Entries:
- Around the web, September 2
- SEC adopting strict vicarious liability?
- SEC whistleblower rules
- "Whatever Happened to IPOs?"
- Around the web, February 1
- Around the web, October 17
- "Prognosticating Free Enterprise v. PCAOB"
- "Sarbanes-Oxley Is Working Out Really Great For Michael Oxley"
- Sarbanes-Oxley before the Supreme Court
- "The Peculiar Problem of 'Peekaboo'"
- Supreme Court to rule on constitutionality of SarbOx oversight panel
- Schumer's "say on pay"
- SEC Rules for Venture Capital?
- Bonus clawback madness, cont'd
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| Isaac Gorodetski Project Manager, Center for Legal Policy at the Manhattan Institute igorodetski@manhattan-institute.org |
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| Laura Eyi Press Officer, Manhattan Institute leyi@manhattan-institute.org |
